Guidance

Russian Oil Services ban

Guidance, General Licences and reporting forms in relation to the Russian Oil Services ban and price cap

From:
HM Treasury and Office of Financial Sanctions Implementation
Published
4 December 2022
Last updated
46 FebruaryMarch 2023 — See all updates

Documents

Russian Oil Services Ban - HMT Industry Guidance

PDF, 905914 KB, 4342 pages

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HM Treasury Publication Notices 03-02-23, for INT/2022/2469656, INT/2022/2470256, INT/2022/2470056, INT/2022/2470156 and INT/2023/2660772

PDF, 144 KB, 4 pages

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GENERAL LICENCE – Oil Price Cap INT/2022/2469656

PDF, 144 KB, 9 pages

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GENERALTier LICENCE1 – Refinedreporting Productsactivity under Oil Price Cap Wind-downGeneral INT/2023/2660772Licence INT/2022/2469656

PDFMS Excel Spreadsheet, 13635.8 KB

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Tier 2/3 notification of dealing with a non-UK Tier 1 under INT/2022/2469656

MS Word Document, 981.2 pagesKB

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GENERALTier LICENCE2/3 –notification Oilthat PriceTier Cap1 Wind-downProvider INT/2022/2470256has not confirmed compliance with reporting requirements under INT/2022/2469656

PDFMS Word Document, 13784.8 KB, 8 pages

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GENERAL LICENCE – Refined CorrespondentProducts bankingOil andPrice paymentCap processingWind-down INT/2022/2470056INT/2023/2660772

PDF, 73.4136 KB, 29 pages

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GENERAL LICENCE – Oil Price Cap:Cap ExemptWind-down Projects and Countries INT/2022/2470156INT/2022/2470256

PDF, 76.9137 KB, 58 pages

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ReportingTier use1 ofreporting theactivity Oilunder PriceINT/2022/2470256 Capor General Licence INT/2022/2469656INT/2023/2660772

MS Excel Spreadsheet, 44.246.2 KB

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ReportingTier use2/3 notification of thedealing Oilwith Pricea Capnon-UK Wind-downTier General1 Licenceunder INT/2022/2470256 or INT/2023/2660772

MS ExcelWord SpreadsheetDocument, 4488.5 KB

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NotificationTier 2/3 notification that Tier 1 Provider has not confirmed compliance with requirementreporting torequirements reportunder toINT/2022/2470256 OFSIor on use of Oil Price Cap General LicenceINT/2023/2660772

MS Word Document, 45.184.2 KB

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NotificationGENERAL thatLICENCE Tier– 1Correspondent Providerbanking hasand payment processing INT/2022/2470056

PDF, 73.5 KB, 2 pages

This file may not confirmedbe compliancesuitable withfor requirementusers toof reportassistive totechnology.

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GENERAL LICENCE – Oil Price CapCap: WinddownExempt GeneralProjects Licenceand Countries INT/2022/2470156

MS Word DocumentPDF, 46.976.9 KB, 5 pages

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Sample Attestation Form

MS Word Document, 33.5 KB

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Specific Licence application form

MS Word Document, 70.4 KB

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Notification for use of the exception when dealing with an emergency

MS Word Document, 50.582.1 KB

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Breach reporting form

MS Word Document, 70.1 KB

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Details

Russian Oil Services Ban -– HMT Guidance

Guidance for the UK ban on the provision of maritime transportation of, and associated services for the maritime transportation of, certain Russian oil and oil products.

HM Treasury Publication Notices 03-02-23, for INT/2022/2469656, INT/2022/2470256, INT/2022/2470056, INT/2022/2470156 and INT/2023/2660772

Publication notice for the General Licences which implement the Oil Price Cap and associated policies.

General Licences and Reporting Forms

GENERAL LICENCE – Oil Price Cap INT/2022/2469656

A General Licence establishing the Oil Price Cap (INT/2022/2469656)

GENERAL

Tier LICENCE1 –reporting Refinedactivity Productsunder Oil Price Cap Wind-downGeneral INT/2023/2660772

Licence INT/2022/2469656

DetailForm offor theTier wind-down1 periodProviders forto servicesreport associatedtheir withactivity Russianunder oilOil products.Price Cap General Licence INT/2022/2469656.

GENERALTier LICENCE2/3 –notification Oilof Pricedealing Capwith Wind-downa INT/2022/2470256non-UK Tier 1 under INT/2022/2469656

DetailForm offor use by Tier 2 or Tier 3 Providers acting under the wind-downauthority periodof Oil Price Cap General Licence INT/2022/2469656, for servicesthe associatedpurpose of notifying OFSI that they are dealing directly with Russiana oil.non-UK Tier 1 Provider.

GENERALTier LICENCE2/3 –notification Correspondentthat bankingTier and1 paymentProvider processinghas INT/2022/2470056not confirmed compliance with reporting requirements under INT/2022/2469656

DetailForm onfor theuse financialby servicesTier scope2 ofand theTier maritime3 servicesProviders ban.

GENERALto LICENCEreport –to OilOFSI Priceinstances Cap:where Exempta ProjectsUK andTier Countries1 INT/2022/2470156

AProvider, Generalwith Licencewhom regardingthey are directly transacting, has failed to confirm compliance with the Sakhalinrequirement Islandto andnotify otherOFSI exemptof projects.

Formsactivity (Notification,undertaken reporting,permitted applications)

under General Licence INT/2022/2469656.

ReportingGENERAL useLICENCE of– theRefined Products Oil Price Cap GeneralWind-down Licence INT/2022/2469656INT/2023/2660772

ThisDetail formof isthe forwind-down thoseperiod Tierfor 1services actorsassociated reportingwith useRussian ofoil General Licence INT/2022/2469656products.

ReportingGENERAL useLICENCE of– the Oil Price Cap Wind-down General Licence INT/2022/2470256

ThisDetail formof isthe wind-down period for thoseservices associated with Russian oil.

Tier 1 actors reporting useactivity ofunder General Licence INT/2022/2470256

Notification thator TierINT/2023/2660772

Form 1for Provideruse hasby notTier confirmed1 complianceProviders withreporting requirementactivity tounder reportWind-down toGeneral OFSILicence onINT/2022/2470256 useor ofRefined Oil PriceProducts CapWind-down General Licence INT/2023/2660772.

Notification

Tier form2/3 notification of dealing with a non-UK Tier 1 under INT/2022/2470256 or INT/2023/2660772

Form for use by Tier 2 or Tier 3 informingProviders OFSIacting theyunder havethe notauthority beenof ableWind-down toGeneral confirmLicence TierINT/2022/2470256 1or usageRefined ofOil Products Wind-down General Licence INT/2022/2469656;INT/2023/2660772, orfor the purpose of notifying OFSI that they are dealing directly with a non-UK Tier 1 Provider.

NotificationTier 2/3 notification that Tier 1 Provider has not confirmed compliance with requirementreporting torequirements reportunder toINT/2022/2470256 OFSIor onINT/2023/2660772

Form for use ofby OilTier Price2 Capand Wind-downTier General3 Licence

NotificationProviders formto forreport Tierto 2OFSI orinstances 3where informinga OFSIUK Tier 1 Provider, with whom they haveare notdirectly beentransacting, ablehas failed to confirm Tiercompliance 1with usagethe requirement to notify OFSI of activity undertaken permitted under General Licence INT/2022/2470256;INT/2022/2470256 or notifyingINT/2023/2660772.

GENERAL OFSILICENCE that– theyCorrespondent arebanking dealingand directlypayment withprocessing aINT/2022/2470056

Detail non-UKon Tierthe 1financial Provider.services scope of the maritime services ban.

GENERAL LICENCE – Oil Price Cap: Exempt Projects and Countries INT/2022/2470156

A General Licence regarding the Sakhalin Island and other exempt projects.

Additional Forms (Breaches, Notifications, Applications)

Sample Attestation Form

Attestation form as agreed by G7 for reference

Specific Licence Application form

This application form is for those applying for a specific OPC licence under the extraordinary situation licensing ground.

Notification for use of the exception when dealing with an emergency

Notification form for those reporting use of the exception when dealing with an emergency.

Breach reporting form

A form to report suspected breaches and compliance issues related to implementation of the UK’s ban on the maritime transportation of Russian oil and oil products and associated services and the oil price cap

Published 4 December 2022
Last updated 46 FebruaryMarch 2023 + show all updates

  1. Slight change to numbering in overall guidance.

  2. March 2023 update to the overall guidance.

  3. Aligned form descriptions and order with updated uploaded documents

  4. Added reporting forms and updated titles.

  5. Russian Oil Services Ban - HMT Industry Guidance updated

  6. GENERAL LICENCE – Products Oil Price Cap Wind-down INT/2023/2660772 added and HM Treasury Publication Notices 03-02-23, for INT/2022/2469656, INT/2022/2470256, INT/2022/2470056, INT/2022/2470156 and INT/2023/2660772

  7. HM Treasury Publication Notices 05-1-23 for INT/2022/2469656, INT/2022/2470256, INT/2022/2470056 and INT/2022/2470156 added General licence, Oil Price Cap: Exempt Projects and Countries INT/2022/2470156 updated

  8. HM Treasury Publication Notices for INT/2022/2469656, INT/2022/2470256, INT/2022/2470056 and INT/2022/2470156 added Russian Oil Services Ban - HMT Industry Guidance updated Reporting forms for General Licence INT/2022/2469656, INT/2022/2470256 and breaches updated

  9. Title corrections

  10. First published.