Guidance

Russian Oil Services ban

Guidance, General Licences and reporting forms in relation to the Maritime Services Ban and Oil Price Cap Exception.

From:
HM Treasury and Office of Financial Sanctions Implementation
Published
4 December 2022
Last updated
204 DecemberAugust 2023 — See all updates

Documents

Maritime Services Ban and Oil Price Cap Exception - HMT Industry Guidance

PDF, 1.421.06 MB, 5747 pages

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HM Treasury Publication Notices, for INT/2022/2469656, INT/2022/2470256, INT/2022/2470056, INT/2022/2470156, INT/2023/2660772 and INT/2023/3074680

PDF, 158150 KB, 5 pages

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GENERAL LICENCE – Oil Price Cap INT/2022/2469656

PDF, 139144 KB, 139 pages

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Tier 1 reporting activity under Oil Price Cap General Licence INT/2022/2469656

MS Excel Spreadsheet, 36.922.9 KB

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Tier 2/3 notification of dealing with a non-UK Tier 1 under INT/2022/2469656

MS Word Document, 11070.7 KB

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Tier 2/3 notification that Tier 1 Provider has not confirmed compliance with reporting requirements under INT/2022/2469656

MS Word Document, 93.172.3 KB

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GENERAL LICENCE – Refined Products Oil Price Cap Wind-down INT/2023/2660772

PDF, 136 KB, 9 pages

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GENERAL LICENCE – Oil Price Cap Wind-down INT/2022/2470256

PDF, 137 KB, 8 pages

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Tier 1 reporting activity under INT/2022/2470256 or INT/2023/2660772

MS Excel Spreadsheet, 24 KB

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Tier 2/3 notification of dealing with a non-UK Tier 1 under INT/2022/2470256 or INT/2023/2660772

MS Word Document, 77.5 KB

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Tier 2/3 notification that Tier 1 Provider has not confirmed compliance with reporting requirements under INT/2022/2470256 or INT/2023/2660772

MS Word Document, 71.8 KB

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GENERAL LICENCE – Correspondent banking and payment processing INT/2022/2470056

PDF, 73.5 KB, 2 pages

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GENERAL LICENCE – Trading in Derivatives and Futures INT/2023/30742680

PDF, 83.8 KB, 3 pages

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GENERAL LICENCE – Oil Price Cap: Exempt Projects and Countries INT/2022/2470156

PDF, 70.876.9 KB, 5 pages

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Sample Attestation Form

MS Word Document, 33.5 KB

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Specific Licence application form

MS Word Document, 70.4 KB

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Notification for use of the exception when dealing with an emergency

MS Word Document, 10282.1 KB

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Breach reporting form

MS Word Document, 88.371.5 KB

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Details

Russian Oil Services Ban – HMT Guidance

Guidance for the UK ban on the provision of maritime transportation of, and associated services for the maritime transportation of, certain Russian oil and oil products.

HM Treasury Publication Notices, for INT/2022/2469656, INT/2022/2470256, INT/2022/2470056, INT/2022/2470156, INT/2023/2660772 and INT/2023/3074680

Publication notice for the General Licences which implement the Oil Price Cap and associated policies.

General Licences and Reporting Forms

GENERAL LICENCE – Oil Price Cap INT/2022/2469656

A General Licence establishing the Oil Price Cap (INT/2022/2469656)

Tier 1 reporting activity under Oil Price Cap General Licence INT/2022/2469656

Form for Tier 1 Providers to report their activity under Oil Price Cap General Licence INT/2022/2469656.

Tier 2/3 notification of dealing with a non-UK Tier 1 under INT/2022/2469656

Form for use by Tier 2 or Tier 3 Providers acting under the authority of Oil Price Cap General Licence INT/2022/2469656, for the purpose of notifying OFSI that they are dealing directly with a non-UK Tier 1 Provider.

Tier 2/3 notification that Tier 1 Provider has not confirmed compliance with reporting requirements under INT/2022/2469656

Form for use by Tier 2 and Tier 3 Providers to report to OFSI instances where a UK Tier 1 Provider, with whom they are directly transacting, has failed to confirm compliance with the requirement to notify OFSI of activity undertaken permitted under General Licence INT/2022/2469656.

GENERAL LICENCE – Refined Products Oil Price Cap Wind-down INT/2023/2660772

Detail of the wind-down period for services associated with Russian oil products.

GENERAL LICENCE – Oil Price Cap Wind-down INT/2022/2470256

Detail of the wind-down period for services associated with Russian oil.

Tier 1 reporting activity under INT/2022/2470256 or INT/2023/2660772

Form for use by Tier 1 Providers reporting activity under Wind-down General Licence INT/2022/2470256 or Refined Oil Products Wind-down General Licence INT/2023/2660772.

Tier 2/3 notification of dealing with a non-UK Tier 1 under INT/2022/2470256 or INT/2023/2660772

Form for use by Tier 2 or Tier 3 Providers acting under the authority of Wind-down General Licence INT/2022/2470256 or Refined Oil Products Wind-down General Licence INT/2023/2660772, for the purpose of notifying OFSI that they are dealing directly with a non-UK Tier 1 Provider.

Tier 2/3 notification that Tier 1 Provider has not confirmed compliance with reporting requirements under INT/2022/2470256 or INT/2023/2660772

Form for use by Tier 2 and Tier 3 Providers to report to OFSI instances where a UK Tier 1 Provider, with whom they are directly transacting, has failed to confirm compliance with the requirement to notify OFSI of activity undertaken permitted under General Licence INT/2022/2470256 or INT/2023/2660772.

GENERAL LICENCE – Correspondent banking and payment processing INT/2022/2470056

Detail on the financial services scope of the maritime services ban.

GENERAL LICENCE – Trading in Derivatives and Futures INT/2023/30742680

A General Licence regarding the exemption of Derivatives and Futures Trading from the scope of Oil Price Cap Exception and Maritime Services Ban.

GENERAL LICENCE – Oil Price Cap: Exempt Projects and Countries INT/2022/2470156

A General Licence regarding the Sakhalin Island and other exempt projects.

Additional Forms (Breaches, Notifications, Applications)

Sample Attestation Form

Attestation form as agreed by G7 for reference

Specific Licence Application form

This application form is for those applying for a specific OPC licence under the extraordinary situation licensing ground.

Notification for use of the exception when dealing with an emergency

Notification form for those reporting use of the exception when dealing with an emergency.

Breach reporting form

A form to report suspected breaches and compliance issues related to implementation of the UK’s ban on the maritime transportation of Russian oil and oil products and associated services and the oil price cap

Published 4 December 2022
Last updated 204 DecemberAugust 2023 + show all updates

  1. Updates to OFSI’s guidance in relation to the attestation model, with per-voyage attestations and itemised ancillary costs. Clarification on reporting requirements for UK nationals in third countries. Clarification on reporting timelines. Amendments to the tier system, with separation of Tier 3 into Tier 3A and 3B.

  2. Update to General Licence INT/2022/2470156 to extend the expiration date of the Schedule 1 Exempt Projects, Sakhalin-2 Project, to 28 June 2024. Update to the Publication Notices document, reflecting the above change.

  3. Updated compliance forms, and instructions for using them.

  4. Updates to OFSI's guidance in relation to derivatives & futures trading, winddown periods and 'as soon as practicable' meaning. Publication of a derivatives and futures trading general licence.

  5. Uploaded an updated version (April 2023) of the Guidance.

  6. Slight change to numbering in overall guidance.

  7. March 2023 update to the overall guidance.

  8. Aligned form descriptions and order with updated uploaded documents

  9. Added reporting forms and updated titles.

  10. Russian Oil Services Ban - HMT Industry Guidance updated

  11. GENERAL LICENCE – Products Oil Price Cap Wind-down INT/2023/2660772 added and HM Treasury Publication Notices 03-02-23, for INT/2022/2469656, INT/2022/2470256, INT/2022/2470056, INT/2022/2470156 and INT/2023/2660772

  12. HM Treasury Publication Notices 05-1-23 for INT/2022/2469656, INT/2022/2470256, INT/2022/2470056 and INT/2022/2470156 added General licence, Oil Price Cap: Exempt Projects and Countries INT/2022/2470156 updated

  13. HM Treasury Publication Notices for INT/2022/2469656, INT/2022/2470256, INT/2022/2470056 and INT/2022/2470156 added Russian Oil Services Ban - HMT Industry Guidance updated Reporting forms for General Licence INT/2022/2469656, INT/2022/2470256 and breaches updated

  14. Title corrections